SFC Licences of WRENN James Joseph
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| UBS Securities Asia Limited | RE | 1 | 24 October 2019 | 30 October 2019 |
| UBS Securities Asia Limited | RE | 1 | 15 July 2019 | 20 July 2019 |
| UBS Securities Asia Limited | RE | 1 | 04 October 2018 | 10 October 2018 |
| UBS Securities Asia Limited | RE | 1 | 25 May 2018 | 31 May 2018 |
| UBS Securities Asia Limited | RE | 1 | 16 October 2017 | 25 October 2017 |
| UBS Securities Asia Limited | RE | 1 | 22 June 2017 | 27 June 2017 |