SFC Licences of NGAN Hau Kuk 顏巧菊
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
Institution | Role | Licences | Start date | End date |
---|---|---|---|---|
Patrons Securities Limited 百惠證券有限公司 | RO | 4 | 27 April 2022 | 31 August 2022 |
Patrons Securities Limited 百惠證券有限公司 | RO | 1 | 04 September 2020 | 31 August 2022 |
Phillip Securities (Hong Kong) Limited 輝立證券(香港)有限公司 | RE | 1 | 05 July 2018 | 28 August 2020 |
KGI Asia Limited 凱基證券亞洲有限公司 | RE | 1 | 03 October 2017 | 11 June 2018 |
KGI Asia Limited 凱基證券亞洲有限公司 | RE | 1 | 10 August 2017 | 02 October 2017 |