SFC Licences of LUK Kwok San 陸國燊
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
Institution | Role | Licences | Start date | End date |
---|---|---|---|---|
Chief Securities Limited 致富證券有限公司 | RE | 4 | 16 December 2022 | |
Chief Securities Limited 致富證券有限公司 | RE | 1 | 16 December 2022 | |
Fosun International Securities Limited 復星國際證券有限公司 | RE | 1 | 15 September 2021 | 04 August 2022 |
Fosun International Securities Limited 復星國際證券有限公司 | RE | 4 | 19 August 2021 | 04 August 2022 |
CASH Wealth Management Limited 時富財富管理有限公司 | RE | 9 | 04 March 2021 | 08 July 2021 |
CASH Wealth Management Limited 時富財富管理有限公司 | RE | 4 | 04 March 2021 | 08 July 2021 |
Emperor Futures Limited 英皇期貨有限公司 | RE | 2 | 18 July 2017 | 11 March 2019 |
Emperor Securities Limited 英皇證券有限公司 | RE | 1 | 18 July 2017 | 11 March 2019 |