SFC Licences of ZHU Guyi 朱谷憶
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
Institution | Role | Licences | Start date | End date |
---|---|---|---|---|
Goldman Sachs Asset Management (Hong Kong) Limited 高盛資產管理(香港)有限公司 | RE | 1 | 01 August 2018 | 05 November 2019 |
ICBC Asset Management (Global) Company Limited 工銀資管(全球)有限公司 | RE | 9 | 16 May 2018 | 08 July 2018 |
ICBC Asset Management (Global) Company Limited 工銀資管(全球)有限公司 | RE | 4 | 16 May 2018 | 08 July 2018 |
Goldman Sachs Asset Management (Hong Kong) Limited 高盛資產管理(香港)有限公司 | RE | 1 | 14 July 2017 | 09 April 2018 |