SFC Licences of GAO Xin 高鑫
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| CITIC CFI Securities Company Limited 中信信期國際證券有限公司 | RO | 4 | 09 November 2022 | |
| CITIC CFI Securities Company Limited 中信信期國際證券有限公司 | RO | 1 | 09 November 2022 | |
| CITIC CFI Securities Company Limited 中信信期國際證券有限公司 | RE | 4 | 01 June 2022 | 09 November 2022 |
| CITIC CFI Securities Company Limited 中信信期國際證券有限公司 | RE | 1 | 01 June 2022 | 09 November 2022 |
| CITIC Futures International Company Limited 中信期貨國際有限公司 | RE | 2 | 09 July 2021 |