SFC Licences of HSIEH Fu Chi 謝富琪
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| Yuanta Futures (HK) Co., Limited 元大期貨(香港)有限公司 | RO | 5 | 15 August 2018 | |
| Yuanta Futures (HK) Co., Limited 元大期貨(香港)有限公司 | RO | 2 | 15 August 2018 | |
| Yuanta Futures (HK) Co., Limited 元大期貨(香港)有限公司 | RE | 5 | 19 June 2018 | 15 August 2018 |
| Yuanta Futures (HK) Co., Limited 元大期貨(香港)有限公司 | RE | 2 | 19 June 2018 | 15 August 2018 |