SFC Licences of CAO Ying
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| UBS Asset Management (Hong Kong) Limited | RE | 9 | 08 March 2022 | 16 January 2023 |
| UBS Asset Management (Hong Kong) Limited | RE | 4 | 08 March 2022 | 16 January 2023 |
| UBS Asset Management (Hong Kong) Limited | RE | 1 | 08 March 2022 | 16 January 2023 |