SFC Licences of WU Yunming 吳雲明
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| ICBC International Securities Limited 工銀國際證券有限公司 | RO | 1 | 29 October 2020 | 01 April 2022 |
| ICBC International Capital Limited 工銀國際融資有限公司 | RO | 6 | 29 October 2020 | 01 April 2022 |
| ICBC International Capital Limited 工銀國際融資有限公司 | RO | 4 | 29 October 2020 | 01 April 2022 |
| ICBC International Capital Limited 工銀國際融資有限公司 | RO | 1 | 29 October 2020 | 01 April 2022 |
| ICBC International Capital Limited 工銀國際融資有限公司 | RE | 4 | 02 August 2018 | 29 October 2020 |
| ICBC International Securities Limited 工銀國際證券有限公司 | RE | 1 | 19 July 2017 | 29 October 2020 |
| ICBC International Capital Limited 工銀國際融資有限公司 | RE | 1 | 19 July 2017 | 29 October 2020 |
| ICBC International Capital Limited 工銀國際融資有限公司 | RE | 6 | 19 July 2017 | 29 October 2020 |