SFC Licences of YU Yang 郁泱

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution Role Licences Start date End date
GF Securities (Hong Kong) Brokerage Limited 廣發証券(香港)經紀有限公司 RO 1 09 December 2022
GF Securities (Hong Kong) Brokerage Limited 廣發証券(香港)經紀有限公司 RE 1 27 September 2022 09 December 2022
GF International Investment Management Limited 廣發國際資產管理有限公司 RO 9 19 February 2021 31 May 2022
GF International Investment Management Limited 廣發國際資產管理有限公司 RO 4 19 February 2021 31 May 2022
GF International Investment Management Limited 廣發國際資產管理有限公司 RO 1 19 February 2021 31 May 2022
GF International Investment Management Limited 廣發國際資產管理有限公司 RE 9 06 October 2017 19 February 2021
GF International Investment Management Limited 廣發國際資產管理有限公司 RE 4 25 July 2017 19 February 2021
GF International Investment Management Limited 廣發國際資產管理有限公司 RE 1 25 July 2017 19 February 2021