SFC licenceholder BKD549 KO Yan Kiu Kristy 高昕翹

Licences

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Updated: 09 April 2020

Institution Role Licences Start date End date
Goldman Sachs (Asia) L.L.C. 高盛(亞洲)有限責任公司 RE [1] (Dealing in Securities) 25 July 2017
Goldman Sachs (Asia) Securities Limited 高盛(亞洲)證券有限公司 RE [2] (Dealing in Futures Contracts) 25 July 2017
Goldman Sachs (Asia) L.L.C. 高盛(亞洲)有限責任公司 RE [9] (Asset Management) 25 July 2017 27 September 2018