SFC Licences of NG Kwok Hay 吳國熙
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| BOCOM International Securities Limited 交銀國際證券有限公司 | RE | 5 | 28 December 2018 | 08 April 2019 |
| BOCOM International Securities Limited 交銀國際證券有限公司 | RE | 1 | 28 December 2018 | 08 April 2019 |
| BOCOM International Securities Limited 交銀國際證券有限公司 | RE | 2 | 05 December 2018 | 08 April 2019 |
| Yuanta Futures (HK) Co., Limited 元大期貨(香港)有限公司 | RE | 2 | 07 August 2017 | 12 June 2018 |