SFC Licences of DE GUZMAN Anthony Romeo

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution Role Licences Start date End date
Morgan Stanley Asia Limited 摩根士丹利亞洲有限公司 RE 1 03 October 2023 06 October 2023
Morgan Stanley Asia Limited 摩根士丹利亞洲有限公司 RE 1 25 October 2019 30 October 2019
Morgan Stanley Asia Limited 摩根士丹利亞洲有限公司 RE 1 08 May 2018 14 May 2018
Morgan Stanley Asia Limited 摩根士丹利亞洲有限公司 RE 1 22 August 2017 28 August 2017