SFC Licences of CHEUNG Yan Kit Ken 張仁杰
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
Institution | Role | Licences | Start date | End date |
---|---|---|---|---|
GFI (HK) Securities L.L.C. | RE | 7 | 19 November 2020 | 30 August 2024 |
GFI (HK) Securities L.L.C. | RE | 1 | 19 November 2020 | 30 August 2024 |
KGI Asia Limited 凱基證券亞洲有限公司 | RE | 1 | 03 October 2017 | 19 January 2020 |
KGI Futures (Hong Kong) Limited 凱基期貨(香港)有限公司 | RE | 2 | 10 August 2017 | 19 January 2020 |
KGI Asia Limited 凱基證券亞洲有限公司 | RE | 1 | 10 August 2017 | 02 October 2017 |