SFC Licences of LI Yue An 李雨晏
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| Rifa Securities Limited 日發證券有限公司 | RE | 1 | 26 October 2023 | |
| Wealth Link Securities Limited 富滙證券有限公司 | RE | 1 | 23 March 2023 | 26 September 2023 |
| Quam Securities Limited 華富建業證券有限公司 | RE | 1 | 28 December 2018 | 23 December 2022 |
| AIF Securities Limited 亞投證券有限公司 | RE | 1 | 27 September 2017 | 04 December 2018 |