SFC Licences of CHO Taejung
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
Institution | Role | Licences | Start date | End date |
---|---|---|---|---|
AS Capital Limited | RE | 1 | 04 July 2019 | 30 September 2019 |
SMBC Nikko Securities (Hong Kong) Limited 日興證券(香港)有限公司 | RE | 4 | 16 August 2017 | 14 December 2018 |
SMBC Nikko Securities (Hong Kong) Limited 日興證券(香港)有限公司 | RE | 1 | 16 August 2017 | 14 December 2018 |