SFC Licences of LIU Dawei 劉大偉

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution Role Licences Start date End date
ICBC International Fund Management Limited 工銀國際基金管理有限公司 RO 9 29 November 2022
ICBC International Fund Management Limited 工銀國際基金管理有限公司 RO 4 29 November 2022
ICBC International Fund Management Limited 工銀國際基金管理有限公司 RO 1 29 November 2022
ICBC International Fund Management Limited 工銀國際基金管理有限公司 RE 9 04 May 2022 29 November 2022
ICBC International Fund Management Limited 工銀國際基金管理有限公司 RE 4 04 May 2022 29 November 2022
ICBC International Fund Management Limited 工銀國際基金管理有限公司 RE 1 04 May 2022 29 November 2022
ICBC International Asset Management Limited 工銀國際資產管理有限公司 RE 9 18 January 2021 01 April 2022
ICBC International Asset Management Limited 工銀國際資產管理有限公司 RO 4 25 September 2020 01 April 2022
ICBC International Asset Management Limited 工銀國際資產管理有限公司 RO 1 25 September 2020 01 April 2022
ICBC International Asset Management Limited 工銀國際資產管理有限公司 RE 4 03 May 2018 25 September 2020
ICBC International Asset Management Limited 工銀國際資產管理有限公司 RE 1 27 April 2018 25 September 2020
ICBC International Futures Limited 工銀國際期貨有限公司 RE 2 17 August 2017 16 April 2018
ICBC International Securities Limited 工銀國際證券有限公司 RE 1 17 August 2017 16 April 2018