SFC Licences of ZHAO Nanxi 趙南茜
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| Mizuho Securities Asia Limited 瑞穗證券亞洲有限公司 | RE | 4 | 14 September 2022 | |
| Mizuho Securities Asia Limited 瑞穗證券亞洲有限公司 | RE | 6 | 15 August 2022 | |
| Mizuho Securities Asia Limited 瑞穗證券亞洲有限公司 | RE | 1 | 15 August 2022 | |
| ICBC International Securities Limited 工銀國際證券有限公司 | RE | 1 | 18 August 2017 | 12 August 2022 |
| ICBC International Capital Limited 工銀國際融資有限公司 | RE | 6 | 18 August 2017 | 12 August 2022 |
| ICBC International Capital Limited 工銀國際融資有限公司 | RE | 1 | 18 August 2017 | 12 August 2022 |