SFC Licences of XIE Zhuojun 謝卓君
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| Trivest Advisors Limited | RE | 9 | 16 May 2023 | |
| UBS Securities Asia Limited | RE | 2 | 11 September 2017 | 19 October 2019 |
| UBS Securities Asia Limited | RE | 1 | 11 September 2017 | 19 October 2019 |