SFC Licences of PUN Yat Kan 潘一勤
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
Institution | Role | Licences | Start date | End date |
---|---|---|---|---|
Cornucopiae Asset Management Limited 華豐資產管理有限公司 | RE | 9 | 23 September 2022 | |
Cornucopiae Asset Management Limited 華豐資產管理有限公司 | RE | 4 | 23 September 2022 | |
Cornucopiae Asset Management Limited 華豐資產管理有限公司 | RE | 1 | 23 September 2022 | |
Wealthy Securities Limited 永裕證劵有限公司 | RE | 9 | 05 May 2021 | 31 May 2022 |
Wealthy Securities Limited 永裕證劵有限公司 | RE | 4 | 08 December 2020 | 31 May 2022 |
Wealthy Securities Limited 永裕證劵有限公司 | RE | 1 | 08 December 2020 | 31 May 2022 |