SFC Licences of WU William Chen-Xi 吳晨曦
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| Oaktree Capital (Hong Kong) Limited | RE | 4 | 28 December 2020 | 08 December 2021 |
| Oaktree Capital (Hong Kong) Limited | RE | 1 | 28 December 2020 | 08 December 2021 |
| Oaktree Capital (Hong Kong) Limited | RE | 4 | 27 September 2017 | 02 August 2019 |
| Oaktree Capital (Hong Kong) Limited | RE | 1 | 27 September 2017 | 02 August 2019 |