SFC Licences of WU Shangjin 武尚晋
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| China Industrial Securities International Brokerage Limited 興證國際證券有限公司 | RE | 4 | 22 February 2024 | |
| China Industrial Securities International Brokerage Limited 興證國際證券有限公司 | RE | 1 | 22 February 2024 | |
| Southwest Securities (HK) Brokerage Limited 西證(香港)證券經紀有限公司 | RE | 4 | 13 September 2017 | 11 August 2019 |