SFC Licences of HU Ming 胡明
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
Institution | Role | Licences | Start date | End date |
---|---|---|---|---|
CCB International Securities Limited 建銀國際證券有限公司 | RO | 2 | 23 March 2018 | |
CCB International Capital Limited 建銀國際金融有限公司 | RO | 6 | 23 March 2018 | |
CCB International Capital Limited 建銀國際金融有限公司 | RO | 4 | 23 March 2018 | |
CCB International Capital Limited 建銀國際金融有限公司 | RO | 1 | 23 March 2018 | |
CCB International Securities Limited 建銀國際證券有限公司 | RO | 4 | 22 March 2018 | |
CCB International Securities Limited 建銀國際證券有限公司 | RO | 1 | 22 March 2018 | |
CCB International Securities Limited 建銀國際證券有限公司 | RE | 4 | 13 February 2018 | 22 March 2018 |
CCB International Securities Limited 建銀國際證券有限公司 | RE | 2 | 13 February 2018 | 22 March 2018 |
CCB International Securities Limited 建銀國際證券有限公司 | RE | 1 | 13 February 2018 | 22 March 2018 |
CCB International Capital Limited 建銀國際金融有限公司 | RE | 6 | 13 February 2018 | 22 March 2018 |
CCB International Capital Limited 建銀國際金融有限公司 | RE | 4 | 13 February 2018 | 22 March 2018 |
CCB International Capital Limited 建銀國際金融有限公司 | RE | 1 | 13 February 2018 | 22 March 2018 |