SFC Licences of HU Ming 胡明

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution Role Licences Start date End date
CCB International Securities Limited 建銀國際證券有限公司 RO 2 23 March 2018
CCB International Capital Limited 建銀國際金融有限公司 RO 6 23 March 2018
CCB International Capital Limited 建銀國際金融有限公司 RO 4 23 March 2018
CCB International Capital Limited 建銀國際金融有限公司 RO 1 23 March 2018
CCB International Securities Limited 建銀國際證券有限公司 RO 4 22 March 2018
CCB International Securities Limited 建銀國際證券有限公司 RO 1 22 March 2018
CCB International Securities Limited 建銀國際證券有限公司 RE 4 13 February 2018 22 March 2018
CCB International Securities Limited 建銀國際證券有限公司 RE 2 13 February 2018 22 March 2018
CCB International Securities Limited 建銀國際證券有限公司 RE 1 13 February 2018 22 March 2018
CCB International Capital Limited 建銀國際金融有限公司 RE 6 13 February 2018 22 March 2018
CCB International Capital Limited 建銀國際金融有限公司 RE 4 13 February 2018 22 March 2018
CCB International Capital Limited 建銀國際金融有限公司 RE 1 13 February 2018 22 March 2018