SFC Licences of CHUNG Hiu Lam 鍾曉林
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
Institution | Role | Licences | Start date | End date |
---|---|---|---|---|
CITIC Securities International Global Markets Limited 中信證券國際全球市場有限公司 | RE | 4 | 13 October 2022 | |
CITIC Securities International Global Markets Limited 中信證券國際全球市場有限公司 | RE | 1 | 13 October 2022 | |
Wings Securities Limited 永時證券有限公司 | RE | 4 | 14 April 2020 | 21 September 2022 |
Wings Securities Limited 永時證券有限公司 | RE | 6 | 13 March 2020 | 21 September 2022 |
Wings Securities Limited 永時證券有限公司 | RE | 1 | 13 March 2020 | 21 September 2022 |
Pine Peak Corporate Finance Limited 高通融資有限公司 | RE | 1 | 27 November 2017 | 01 March 2020 |
Pine Peak Corporate Finance Limited 高通融資有限公司 | RE | 6 | 27 November 2017 | 01 March 2020 |