SFC Licences of TONG Kin Yip 湯建業
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| Shangding International Asset Management Company Limited 上鼎國際資產管理有限公司 | RO | 9 | 25 September 2023 | |
| Lumineux Securities Limited 世傳證券有限公司 | RE | 4 | 17 March 2020 | 31 August 2022 |
| Lumineux Securities Limited 世傳證券有限公司 | RE | 1 | 17 March 2020 | 31 August 2022 |
| Lumineux Asset Management Limited 世傳資產管理有限公司 | RE | 9 | 17 March 2020 | 01 August 2022 |
| Proliferation Asset Management Limited 晉盈資產管理有限公司 | RE | 9 | 26 November 2019 | 28 February 2020 |
| Proliferation Asset Management Limited 晉盈資產管理有限公司 | RE | 4 | 26 November 2019 | 28 February 2020 |
| Leeds Securities Investment Limited 競富證券金融有限公司 | RE | 1 | 05 November 2018 | 31 May 2019 |
| Leeds Fund International Limited 競富基金國際有限公司 | RE | 9 | 18 October 2017 | 31 May 2019 |
| Leeds Fund International Limited 競富基金國際有限公司 | RE | 4 | 18 October 2017 | 31 May 2019 |