SFC Licences of SANTOS MORO Clement Michel
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| De Riva Asia Limited | RE | 2 | 01 December 2021 | |
| De Riva Asia Limited | RE | 1 | 01 December 2021 | |
| Core Pacific - Yamaichi International (H.K.) Limited 京華山一國際(香港)有限公司 | RE | 1 | 20 October 2017 | 26 November 2021 |
| Core Pacific-Yamaichi Futures (H.K.) Limited 京華山一期貨(香港)有限公司 | RE | 2 | 20 October 2017 | 26 November 2021 |