SFC Licences of TSE Ka Wing 謝嘉榮
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| KGI Asia Limited 凱基證券亞洲有限公司 | RE | 1 | 21 June 2022 | |
| Glory Sun Securities Limited 寶新證券有限公司 | RE | 1 | 01 February 2021 | 02 June 2022 |
| Quam Securities Limited 華富建業證券有限公司 | RE | 1 | 26 October 2018 | 30 September 2020 |