SFC Licences of LI Yisui 李依穗
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
Institution | Role | Licences | Start date | End date |
---|---|---|---|---|
Tianqin International Asset Management Limited 天勤國際資產管理有限公司 | RE | 9 | 22 November 2021 | 31 May 2022 |
Tianqin International Asset Management Limited 天勤國際資產管理有限公司 | RE | 4 | 22 November 2021 | 31 May 2022 |
EAM Investment Advisors Limited | RE | 9 | 24 June 2020 | 31 December 2020 |
Orient Futures (Hong Kong) Limited 東方期貨(香港)有限公司 | RE | 2 | 14 January 2019 | 29 April 2020 |
Orient Securities (Hong Kong) Limited 東方證券(香港)有限公司 | RE | 1 | 06 November 2017 | 29 April 2020 |