SFC Licences of LI Yisui 李依穗

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution Role Licences Start date End date
Tianqin International Asset Management Limited 天勤國際資產管理有限公司 RE 9 22 November 2021 31 May 2022
Tianqin International Asset Management Limited 天勤國際資產管理有限公司 RE 4 22 November 2021 31 May 2022
EAM Investment Advisors Limited RE 9 24 June 2020 31 December 2020
Orient Futures (Hong Kong) Limited 東方期貨(香港)有限公司 RE 2 14 January 2019 29 April 2020
Orient Securities (Hong Kong) Limited 東方證券(香港)有限公司 RE 1 06 November 2017 29 April 2020