SFC Licences of DI Yun 底韻
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| Guoyuan Securities Brokerage (Hong Kong) Limited 國元証券經紀(香港)有限公司 | RE | 4 | 07 May 2018 | 30 June 2021 |
| Guoyuan Securities Brokerage (Hong Kong) Limited 國元証券經紀(香港)有限公司 | RE | 1 | 07 May 2018 | 30 June 2021 |
| Everbright Securities Investment Services (HK) Limited 光大證券投資服務（香港）有限公司 | RE | 1 | 09 November 2017 | 29 March 2018 |
| Everbright Securities Investment Services (HK) Limited 光大證券投資服務（香港）有限公司 | RE | 4 | 09 November 2017 | 29 March 2018 |
| China Everbright Securities (HK) Limited 中國光大證券(香港)有限公司 | RE | 1 | 09 November 2017 | 29 March 2018 |
| China Everbright Securities (HK) Limited 中國光大證券(香港)有限公司 | RE | 4 | 09 November 2017 | 29 March 2018 |