SFC Licences of LUO Man 羅曼

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution Role Licences Start date End date
Southwest Securities (HK) Brokerage Limited 西證(香港)證券經紀有限公司 RE 1 09 November 2017 01 April 2019
Southwest Securities (HK) Brokerage Limited 西證(香港)證券經紀有限公司 RE 4 09 November 2017 01 April 2019