SFC Licences of YIU Ka Wai 姚家煒
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| Morgan Stanley Asia Limited 摩根士丹利亞洲有限公司 | RE | 6 | 23 November 2020 | |
| Morgan Stanley Asia Limited 摩根士丹利亞洲有限公司 | RE | 1 | 23 November 2020 | |
| HSBC Corporate Finance (Hong Kong) Limited | RE | 6 | 18 December 2017 | 21 August 2020 |