SFC Licences of LU YE 呂叶
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| Golden Asset Management Co., Limited 金色資產管理有限公司 | RE | 9 | 20 March 2023 | 17 October 2023 |
| Golden Asset Management Co., Limited 金色資產管理有限公司 | RE | 4 | 20 March 2023 | 17 October 2023 |
| Golden Asset Management Co., Limited 金色資產管理有限公司 | RE | 1 | 20 March 2023 | 17 October 2023 |
| Yuanta Futures (HK) Co., Limited 元大期貨(香港)有限公司 | RE | 2 | 01 December 2017 | 11 March 2022 |