SFC Licences of CAI Yipin 蔡一品
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| Sanford C. Bernstein (Hong Kong) Limited 盛博香港有限公司 | RE | 4 | 11 October 2021 | |
| Sanford C. Bernstein (Hong Kong) Limited 盛博香港有限公司 | RE | 1 | 11 October 2021 | |
| Oriental Patron Securities Limited 東英亞洲證券有限公司 | RE | 4 | 22 December 2017 | 07 August 2020 |