SFC Licences of KUO Pui Chu 郭培曙
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| China PA Securities (Hong Kong) Company Limited 平證證券(香港)有限公司 | RE | 1 | 16 November 2023 | |
| Ping An of China Futures (Hong Kong) Company Limited 中國平安期貨(香港)有限公司 | RE | 2 | 16 November 2023 | |
| Emperor Securities Limited 英皇證券有限公司 | RE | 1 | 31 August 2021 | 25 October 2023 |
| Emperor Futures Limited 英皇期貨有限公司 | RE | 2 | 31 August 2021 | 25 October 2023 |
| CIS Securities Asset Management Limited 順安證券資產管理有限公司 | RE | 2 | 13 May 2021 | 09 June 2021 |
| CIS Securities Asset Management Limited 順安證券資產管理有限公司 | RE | 1 | 13 May 2021 | 09 June 2021 |
| Realink Financial Trade Limited 滙信理財有限公司 | RE | 2 | 03 January 2018 | 18 December 2020 |
| Realink Financial Trade Limited 滙信理財有限公司 | RE | 1 | 03 January 2018 | 18 December 2020 |