SFC Licences of DAI Rui 戴銳

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution	Role	Licences	Start date	End date
XTransfer Financial Services (HK) Limited 信匯寶金融服務(香港)有限公司	RO	9	01 February 2024
XTransfer Financial Services (HK) Limited 信匯寶金融服務(香港)有限公司	RO	4	01 February 2024
XTransfer Financial Services (HK) Limited 信匯寶金融服務(香港)有限公司	RO	1	01 February 2024
XTransfer Financial Services (HK) Limited 信匯寶金融服務(香港)有限公司	RE	9	19 December 2023	01 February 2024
XTransfer Financial Services (HK) Limited 信匯寶金融服務(香港)有限公司	RE	4	19 December 2023	01 February 2024
XTransfer Financial Services (HK) Limited 信匯寶金融服務(香港)有限公司	RE	1	19 December 2023	01 February 2024
Wisdom Bright Asset Management Limited 睿見資產管理有限公司	RO	9	27 July 2023	31 October 2023
Wisdom Bright Asset Management Limited 睿見資產管理有限公司	RO	4	27 July 2023	31 October 2023
Wisdom Bright Asset Management Limited 睿見資產管理有限公司	RO	1	27 July 2023	31 October 2023
Wisdom Bright Asset Management Limited 睿見資產管理有限公司	RE	9	23 June 2023	27 July 2023
Wisdom Bright Asset Management Limited 睿見資產管理有限公司	RE	4	23 June 2023	27 July 2023
Pine Star Asset Management Limited 高陞資產管理有限公司	RE	9	03 April 2023	01 May 2023
Pine Star Asset Management Limited 高陞資產管理有限公司	RE	4	03 April 2023	01 May 2023
Sino-Ocean Investment Management Limited 遠洋投資管理有限公司	RO	9	26 February 2021	12 May 2021
Sino-Ocean Investment Management Limited 遠洋投資管理有限公司	RO	4	26 February 2021	11 May 2021
Huarong International Asset Management Limited 華融國際資產管理有限公司	RE	9	23 July 2019	08 January 2020
Huarong International Securities Limited 華融國際證券有限公司	RE	4	23 July 2019	08 January 2020
Huarong International Securities Limited 華融國際證券有限公司	RE	1	23 July 2019	08 January 2020
China Vered Securities Limited 中薇證券有限公司	RE	4	05 June 2018	05 July 2019
China Vered Securities Limited 中薇證券有限公司	RE	1	05 June 2018	05 July 2019
China Vered Asset Management (Hong Kong) Limited 中薇資產管理(香港)有限公司	RE	9	05 June 2018	05 July 2019