SFC Licences of CAI Yingchen 蔡莹琛
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
Institution | Role | Licences | Start date | End date |
---|---|---|---|---|
Zhongtai International Asset Management Limited 中泰國際資產管理有限公司 | RE | 9 | 02 November 2021 | |
Zhongtai International Asset Management Limited 中泰國際資產管理有限公司 | RE | 4 | 29 October 2021 | |
China Industrial Securities International Brokerage Limited 興證國際證券有限公司 | RE | 4 | 14 June 2018 | 31 July 2021 |
First Shanghai Securities Limited 第一上海證券有限公司 | RE | 4 | 15 January 2018 | 06 April 2018 |