SFC Licences of CAI Yingchen 蔡莹琛

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution Role Licences Start date End date
Zhongtai International Asset Management Limited 中泰國際資產管理有限公司 RE 9 02 November 2021
Zhongtai International Asset Management Limited 中泰國際資產管理有限公司 RE 4 29 October 2021
China Industrial Securities International Brokerage Limited 興證國際證券有限公司 RE 4 14 June 2018 31 July 2021
First Shanghai Securities Limited 第一上海證券有限公司 RE 4 15 January 2018 06 April 2018