SFC Licences of BAKER Arthur Thomas
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
Institution | Role | Licences | Start date | End date |
---|---|---|---|---|
Morgan Stanley Hong Kong Securities Limited | RO | 2 | 13 October 2022 | |
Morgan Stanley Asia Limited 摩根士丹利亞洲有限公司 | RO | 1 | 13 October 2022 | |
Morgan Stanley Asia Limited 摩根士丹利亞洲有限公司 | RE | 1 | 02 January 2018 | 13 October 2022 |
Morgan Stanley Hong Kong Securities Limited | RE | 2 | 02 January 2018 | 13 October 2022 |