SFC Licences of LEE Tak Shing 李德誠
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| Huaan Securities (Hong Kong) Futures Limited 華安證券(香港)期貨有限公司 | RE | 5 | 24 December 2021 | 27 March 2024 |
| Huaan Securities (Hong Kong) Brokerage Limited 華安證券(香港)經紀有限公司 | RE | 4 | 24 December 2021 | 27 March 2024 |
| Huaan Securities (Hong Kong) Futures Limited 華安證券(香港)期貨有限公司 | RE | 2 | 17 December 2021 | 27 March 2024 |
| Huaan Securities (Hong Kong) Brokerage Limited 華安證券(香港)經紀有限公司 | RE | 1 | 17 December 2021 | 27 March 2024 |
| Bright Smart Futures & Commodities Company Limited 耀才期貨及商品有限公司 | RE | 2 | 06 June 2018 | 07 August 2021 |
| Bright Smart Securities International (H.K.) Limited 耀才證券國際(香港)有限公司 | RE | 1 | 29 December 2017 | 07 August 2021 |