SFC Licences of SHAPIRO Glenn Kromer
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
Institution | Role | Licences | Start date | End date |
---|---|---|---|---|
UBS Asset Management (Hong Kong) Limited | RE | 4 | 25 September 2019 | 27 September 2019 |
UBS Asset Management (Hong Kong) Limited | RE | 1 | 25 September 2019 | 27 September 2019 |
UBS Asset Management (Hong Kong) Limited | RE | 4 | 25 January 2018 | 02 February 2018 |
UBS Asset Management (Hong Kong) Limited | RE | 1 | 25 January 2018 | 02 February 2018 |