SFC Licences of TSOI Ting Jessica 蔡婷
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| Protocol Asset Management (HK) Limited 承諾資產管理(香港)有限公司 | RO | 9 | 22 July 2021 | 29 March 2024 |
| Protocol Asset Management (HK) Limited 承諾資產管理(香港)有限公司 | RE | 9 | 19 July 2021 | 22 July 2021 |
| Five States Capital Resources Limited 五洲資本有限公司 | RO | 9 | 15 January 2020 | 30 June 2021 |
| Five States Capital Resources Limited 五洲資本有限公司 | RO | 4 | 15 January 2020 | 30 June 2021 |
| Five States Capital Resources Limited 五洲資本有限公司 | RE | 1 | 27 September 2018 | 30 June 2021 |
| Five States Capital Resources Limited 五洲資本有限公司 | RE | 4 | 31 May 2018 | 15 January 2020 |
| Five States Capital Resources Limited 五洲資本有限公司 | RE | 9 | 02 March 2018 | 15 January 2020 |