SFC Licences of FLEMING Tom Nathan
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| HSBC Global Asset Management (Hong Kong) Limited | RE | 1 | 24 January 2018 | 05 February 2018 |
| HSBC Investment Funds (Hong Kong) Limited | RE | 1 | 24 January 2018 | 05 February 2018 |