SFC Licences of LAU Yin Lun 劉彥麟
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
Institution | Role | Licences | Start date | End date |
---|---|---|---|---|
Hang Seng Investment Management Limited 恒生投資管理有限公司 | RE | 5 | 14 July 2023 | |
Hang Seng Investment Management Limited 恒生投資管理有限公司 | RE | 9 | 08 June 2023 | |
Hang Seng Investment Management Limited 恒生投資管理有限公司 | RE | 4 | 08 June 2023 | |
Hang Seng Investment Management Limited 恒生投資管理有限公司 | RE | 1 | 08 June 2023 | |
Pyxis Wealth Advisors Limited 創建財資顧問有限公司 | RE | 9 | 02 September 2022 | 01 December 2022 |
Pyxis Wealth Advisors Limited 創建財資顧問有限公司 | RE | 4 | 02 September 2022 | 01 December 2022 |
Pyxis Wealth Advisors Limited 創建財資顧問有限公司 | RE | 1 | 02 September 2022 | 01 December 2022 |
Fairchain Capital Management Limited | RE | 9 | 19 April 2022 | 31 July 2022 |
China Galaxy International Securities (Hong Kong) Co., Limited 中國銀河國際證券(香港)有限公司 | RE | 4 | 25 January 2018 | 25 December 2021 |