SFC Licences of LAU Yin Lun 劉彥麟

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution Role Licences Start date End date
Hang Seng Investment Management Limited 恒生投資管理有限公司 RE 5 14 July 2023
Hang Seng Investment Management Limited 恒生投資管理有限公司 RE 9 08 June 2023
Hang Seng Investment Management Limited 恒生投資管理有限公司 RE 4 08 June 2023
Hang Seng Investment Management Limited 恒生投資管理有限公司 RE 1 08 June 2023
Pyxis Wealth Advisors Limited 創建財資顧問有限公司 RE 9 02 September 2022 01 December 2022
Pyxis Wealth Advisors Limited 創建財資顧問有限公司 RE 4 02 September 2022 01 December 2022
Pyxis Wealth Advisors Limited 創建財資顧問有限公司 RE 1 02 September 2022 01 December 2022
Fairchain Capital Management Limited RE 9 19 April 2022 31 July 2022
China Galaxy International Securities (Hong Kong) Co., Limited 中國銀河國際證券(香港)有限公司 RE 4 25 January 2018 25 December 2021