SFC Licences of CHOW Andrew U Yen 周于人
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
Institution | Role | Licences | Start date | End date |
---|---|---|---|---|
Panview Capital Limited | RE | 9 | 18 July 2022 | |
Balyasny Asset Management (Hong Kong) Limited | RE | 9 | 23 March 2021 | 14 April 2022 |
Goldman Sachs (Asia) L.L.C. 高盛(亞洲)有限責任公司 | RE | 4 | 17 September 2018 | 12 February 2021 |
Goldman Sachs (Asia) Securities Limited 高盛(亞洲)證券有限公司 | RE | 2 | 02 March 2018 | 12 February 2021 |
Goldman Sachs (Asia) L.L.C. 高盛(亞洲)有限責任公司 | RE | 1 | 02 March 2018 | 12 February 2021 |