SFC Licences of LIU Tze Fung Ryan 廖梓楓
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
Institution | Role | Licences | Start date | End date |
---|---|---|---|---|
Wells Fargo Securities Asia Limited | RE | 2 | 07 December 2022 | 10 March 2023 |
Wells Fargo Securities Asia Limited | RE | 4 | 21 February 2018 | 10 March 2023 |
Wells Fargo Securities Asia Limited | RE | 1 | 21 February 2018 | 10 March 2023 |
Wells Fargo Securities Asia Limited | RE | 9 | 21 February 2018 | 07 December 2022 |