SFC Licences of CHEN Mingxiao 陳明瀟
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| Alvarez & Marsal Corporate Finance Limited 安邁融資顧問有限公司 | RE | 6 | 24 November 2021 | |
| Argonaut Securities (Asia) Limited | RE | 6 | 26 February 2018 | 04 October 2018 |
| Argonaut Securities (Asia) Limited | RE | 1 | 26 February 2018 | 04 October 2018 |