SFC Licences of LONG Lydia Soong Leng
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| CCB International Capital Limited 建銀國際金融有限公司 | RE | 6 | 07 March 2022 | |
| CCB International Capital Limited 建銀國際金融有限公司 | RE | 4 | 07 March 2022 | |
| CCB International Capital Limited 建銀國際金融有限公司 | RE | 1 | 07 March 2022 | |
| Soochow Securities International Brokerage Limited 東吳證券國際經紀有限公司 | RE | 1 | 24 September 2019 | 02 March 2021 |
| SMBC Nikko Securities (Hong Kong) Limited 日興證券(香港)有限公司 | RE | 1 | 06 March 2018 | 10 October 2018 |
| SMBC Nikko Securities (Hong Kong) Limited 日興證券(香港)有限公司 | RE | 4 | 06 March 2018 | 10 October 2018 |