SFC Licences of YOO Yong Jae
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| Goldman Sachs Asset Management (Hong Kong) Limited 高盛資產管理(香港)有限公司 | RE | 1 | 22 January 2021 | |
| Northern Trust Company of Hong Kong Limited, The | RE | 4 | 08 October 2018 | 21 November 2020 |
| Northern Trust Company of Hong Kong Limited, The | RE | 1 | 08 October 2018 | 21 November 2020 |
| KB Securities Hong Kong Limited 國民證券香港有限公司 | RE | 1 | 27 March 2018 | 10 August 2018 |
| KB Securities Hong Kong Limited 國民證券香港有限公司 | RE | 4 | 27 March 2018 | 10 August 2018 |