SFC Licences of LUO Mi 駱咪
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| Taiping Assets Management (HK) Company Limited 太平資產管理(香港)有限公司 | RE | 9 | 15 June 2020 | 10 August 2023 |
| Taiping Assets Management (HK) Company Limited 太平資產管理(香港)有限公司 | RE | 4 | 15 June 2020 | 10 August 2023 |
| First Shanghai Securities Limited 第一上海證券有限公司 | RE | 6 | 04 January 2019 | 15 March 2019 |
| Pixiu Asset Management Limited (trading as APX Capital) 富瑞資產管理有限公司 (以容韜資本名義經營業務) | RE | 4 | 23 April 2018 | 02 December 2018 |
| Pixiu Asset Management Limited (trading as APX Capital) 富瑞資產管理有限公司 (以容韜資本名義經營業務) | RE | 9 | 23 April 2018 | 02 December 2018 |