SFC Licences of LUO Mi 駱咪

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution Role Licences Start date End date
Taiping Assets Management (HK) Company Limited 太平資產管理(香港)有限公司 RE 9 15 June 2020
Taiping Assets Management (HK) Company Limited 太平資產管理(香港)有限公司 RE 4 15 June 2020
First Shanghai Securities Limited 第一上海證券有限公司 RE 6 04 January 2019 15 March 2019
Pixiu Asset Management Limited (trading as APX Capital) 富瑞資產管理有限公司 (以容韜資本名義經營業務) RE 4 23 April 2018 02 December 2018
Pixiu Asset Management Limited (trading as APX Capital) 富瑞資產管理有限公司 (以容韜資本名義經營業務) RE 9 23 April 2018 02 December 2018