SFC Licences of TONG Xiaoyan 童曉燕
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| Zhongtai International Securities Limited 中泰國際證券有限公司 | RE | 1 | 04 November 2020 | 31 August 2021 |
| Shenwan Hongyuan Securities (H.K.) Limited 申萬宏源證券(香港)有限公司 | RE | 1 | 22 June 2018 | 29 September 2020 |