SFC Licences of YUE Siming 岳思銘
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
Institution | Role | Licences | Start date | End date |
---|---|---|---|---|
China Re Asset Management (Hong Kong) Company Limited 中再資產管理(香港)有限公司 | RE | 9 | 16 February 2021 | 25 June 2023 |
China Re Asset Management (Hong Kong) Company Limited 中再資產管理(香港)有限公司 | RE | 4 | 27 January 2021 | 25 June 2023 |
China Sunrise Securities (International) Limited 華升證券(國際)有限公司 | RO | 4 | 06 December 2019 | 13 November 2020 |
China Sunrise Securities (International) Limited 華升證券(國際)有限公司 | RE | 4 | 01 August 2018 | 06 December 2019 |
China Sunrise Securities (International) Limited 華升證券(國際)有限公司 | RE | 1 | 09 April 2018 | 13 November 2020 |
China Sunrise Capital Limited 華升資本有限公司 | RE | 6 | 09 April 2018 | 28 October 2019 |