SFC Licences of KWOK Ching Leong 郭政亮
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| CMB International Capital Limited 招銀國際融資有限公司 | RE | 6 | 22 September 2020 | |
| CMB International Capital Limited 招銀國際融資有限公司 | RE | 1 | 22 September 2020 | |
| Orient Securities (Hong Kong) Limited 東方證券(香港)有限公司 | RE | 1 | 10 May 2019 | 28 August 2020 |
| Orient Capital (Hong Kong) Limited 東方融資(香港)有限公司 | RE | 6 | 08 March 2019 | 28 August 2020 |
| Huabang Corporate Finance Limited 華邦融資有限公司 | RE | 6 | 09 April 2018 | 31 January 2019 |